Directors' Dealings

In accordance with § 15a of the German Securities Trading Act (WpHG), the members of the Executive Board and the Supervisory Board of MOLOGEN AG are obligated to declare trading in MOLOGEN shares to the German Federal Financial Supervisory Authority (BaFin) and to MOLOGEN AG (so-called "Directors' Dealings"). This also applies to persons that are closely related to management personnel (family members).

In addition to procurement and sales transactions, other transactions related to MOLOGEN shares such as the procurement or disposal of options or convertible bonds to the MOLOGEN shares must also be declared. On the other hand, granting and exercising of options based on contracts of employment or as part of an employee’s remuneration are exempt from this declaration obligation.

This declaration obligation is waived if the de minimis threshold of €5,000 is not exceeded within a calendar year.

The following transactions relate to no-par bearer shares of MOLOGEN AG, ISIN DE 0006637200.

Declared transactions

DateName and positionTransaction and number of sharesTrading place, share price and total amount
May 25, 2018 Oliver Krautscheid
Member of the 
Supervisory Board
Purchase of 8,000 sharesXETRA
0.99 €
Total 7,920 €
February 28, 2018Dr. Mariola Söhngen
Member of the 
Executive Board
Other*OTC
0.094 €
Total 36,000 €
* Exercise of subscription rights is prohibited to the bodies of MOLOGEN AG pursuant to Art. 19 para. 11 MAR (prohibition of trading prior to the publication of the annual or interim financial statements).
December 28, 2016Dr. Mariola Söhngen
Member of the 
Executive Board
Other*OTC
0.094 €
Total 49.73 €
*Posting of 529 subscription rights of convertible bonds.
December 28, 2016Dr. Stefan Manth
Member of the 
Supervisory Board
Other*OTC
0.094 €
Total 6.77 €
*Posting of 72 subscription rights of convertible bonds.
December 28, 2016Susanne Klimek
Member of the 
Supervisory Board
Other*OTC
0.094 €
Total 4.14 €
*Posting of 44 subscription rights of convertible bonds.
December 28, 2016Oliver Krautscheid
Member of the 
Supervisory Board
Other*OTC
0.094 €
Total 13.07 €
*Posting of 139 subscription rights of convertible bonds.
October 27, 2016Oliver Krautscheid
Member of the 
Supervisory Board
Purchase of 5,760 sharesOTC
1.20 €
Total 6,912 €
*Purchase by exercising subsciption rights; registration of capital increase on October 25, 2016
October 27, 2016Dr. Stefan Manth
Member of the 
Supervisory Board
Purchase of 1,620 sharesOTC
1.20 €
Total 1,944 €
*Purchase by exercising subsciption rights; registration of capital increase on October 25, 2016
October 27, 2016Susanne Klimek
Member of the 
Supervisory Board
Purchase of 1,000 sharesOTC
1.20 €
Total 1,200 €
*Purchase by exercising subsciption rights; registration of capital increase on October 25, 2016
Sept 29, 2016Dr. Mariola SöhngenPurchase of 25,334 sharesXETRA, BATS Europe
1.3767 €
Total 34,876.30 €
Sept 28, 2016Dr. Mariola SöhngenPurchase of 10,666 sharesXETRA
1.3028 €
Total 13,895.13 €
April 27, 2015Susanne Klimek
Member of the 
Supervisory Board
Purchase of
333 shares*
OTC
5.00 €
Total 1665.00 €
*Purchase by exercising subsciption rights; registration of capital increase on April 27, 2015
April 27, 2015Dr. Stefan Manth
Member of the 
Supervisory Board
Purchase of
810 shares*
OTC
5.00 €
Total 4050.00 €
*Purchase by exercising subsciption rights; registration of capital increase on April 27, 2015
April 27, 2015Dr. Matthias Schroff
Member of the
Executive Board
Purchase of
5,400 shares*
OTC
5.00 €
Total 27,000.00 €
*Purchase by exercising subsciption rights and oversubscription; registration of capital increase on April 27, 2015 
April 27, 2015Jörg Petraß
Member of the
Executive Board
Purchase of
5,400 shares*
OTC
5.00 €
Total 27,000.00 €
*Purchase by exercising subsciption rights and oversubscription; registration of capital increase on April 27, 2015 
April 27, 2015Dr. Alfredo Zurlo
Member of the
Executive Board
Purchase of
4,000 shares*
OTC
5.00 €
Total 20,00.00 €
*Purchase by exercising subsciption rights and oversubscription; registration of capital increase on April 27, 2015 
April 20, 
2015
Susanne Klimek
Member of the 
Supervisory Board
Purchase of
667 shares
XETRA
5.05 €
Total 3,368.35 €
Oct. 15,
2014
Dr. Alfredo Zurlo
Member of the
Executive Board
Purchase of
615 shares
XETRA
5.383 €
Total 3,310.55 €
Oct. 15,
2014
Jörg Petraß
Member of the
Executive Board
Purchase of
1,800 shares
XETRA
5.368 €
Total 9,662.98 €
Oct. 14,
2014
Dr. Alfredo Zurlo
Member of the
Executive Board
Purchase of
1,085 shares
XETRA
5.265 €
Total 5,712.53 €
May 28,
2014
Dr. Alfredo Zurlo
Member of the
Executive Board
Purchase of
900 shares
XETRA
10.797 €
Total 9,717.79 €
May 27,
2014
Dr. Alfredo Zurlo
Member of the
Executive Board
Purchase of
600 shares
XETRA
10.58 €
Total 6,348.00 €
April 02,
2014
Jörg Petraß
Member of the
Executive Board
Purchase of
2,300 shares
XETRA
11.495 €
Total 26,438.94 €
March 28,
2014
Dr. Matthias Schroff
Member of the
Executive Board
Purchase of
2,300 shares
XETRA
11.38 €
Total 26,178.64 €
Feb. 04,
2013
Jörg Petraß
Member of the
Executive Board
Purchase of
2,200 shares
XETRA
12.35 €
Total 27,170.00 €
Feb. 01,
2013
Dr. Matthias Schroff
Member of the
Executive Board
Purchase of
2,200 shares
XETRA
11.476 €
Total 25,247.27 €
June 06, 2012Susanne Klimek
Member of the
Supervisory Board
Purchase of
1,000 shares
Munich
10.19 €
Total 10,190 €
May 23,
2012
Dr. Mathias P. Schlichting
Member of the
Supervisory Board
Sale of
500 shares
Frankfurt
10.60 €
Total 5,300.00 €
May 23,
2012
Dr. Mathias P. Schlichting
Member of the
Supervisory Board
Sale of
500 shares
Frankfurt
10.52 €
Total 5,260.00 €
May 15,
2012
Dr. Mathias P. Schlichting
Member of the
Supervisory Board
Sale of
1,709 shares
XETRA
11.665 €
Total 19,935.49 €
May 15,
2012
Dr. Mathias P. Schlichting
Member of the
Supervisory Board
Sale of
420 shares
XETRA
11.66 €
Total 4,897.20 €
May 15,
2012
Dr. Mathias P. Schlichting
Member of the
Supervisory Board
Sale of
250 shares
XETRA
11.60 €
Total 2,900.00 €
May 15,
2012
Dr. Mathias P. Schlichting
Member of the
Supervisory Board
Sale of
871 shares
XETRA
11.65 €
Total 10,147.15 €
May 15,
2012
Dr. Mathias P. Schlichting
Member of the
Supervisory Board
Sale of
250 shares
XETRA
11.615 €
Total 2,903.75 €
Feb. 29,
2012
Jörg Petraß
Member of the
Executive Board
Purchace of
2,000 shares
XETRA
7.831 €
Total 15,662.76 €
Feb. 29,
2012
Dr. Matthias Schroff
Member of the
Executive Board
Purchase of
2,000 shares
XETRA
7.815 €
Total 15,612.00 €
Oct. 12,
2011
Hella Schlichting
(natural person closely associated to a member of the Supervisory Board)
Sale of
500 shares
XETRA,
7.05 €,
Total 3,525.00 €
Oct. 11,
2011
Hella Schlichting
(natural person closely associated to a member of the Supervisory Board)
Sale of
628 shares
XETRA,
7.0005 €,
Total 4,396.49 €
Oct. 07,
2011
Hella Schlichting
(natural person closely associated to a member of the Supervisory Board)
Sale of
2,000 shares
XETRA, Stuttgart,
7.10 €,
Total 14,200.00 €
June 06,
2011
Hella Schlichting (natural person closely associated to a member of the Supervisory Board)Sale of
2,000 shares
XETRA, Frankfurt,
8.2925 €,
Total 16,585 €
April 11,
2011
Jörg Petraß
Member of the
Executive Board
Purchase of
1,080 shares
XETRA,
8.80 €,
Total 9,504.00 €
April 11, 2011Jörg Petraß
Member of the
Executive Board
Purcahse of
120 shares
XETRA,
8.76 €,
Total 1,051.20 €
March 31, 2011Dr. Matthias Schroff
Member of the
Executive Board
Purchase of
795 shares
XETRA,
8.459 €,
Total 6,724.91 €
March 31, 2011Dr. Matthias Schroff
Member of the
Executive Board
Purchase of
435 shares
XETRA,
8.43 €,
Total 3,667.05 €
March 30, 2011Hella Schlichting
(natural person closely associated to a member of the Supervisory Board)
Sale of
1,500 shares
XETRA,
8.3005 €,
Total 12,450.73 €